Unclaimed
Cody Bruso is a financial professional registered with PNC Capital Markets LLC and holds Series 63, Series 79TO and SIE licenses. Cody is currently located in Charlotte, North Carolina. Cody has prior experience with MIZUHO SECURITIES USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/09/2023 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
NY
01/01/2022 - 05/20/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 04/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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