Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Baker is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Cody holds the Series 7TO, Series 63 and SIE licenses. Cody is registered in 14 states across the United States. Cody has been in the industry since September 2020. The firm, Northwestern Mutual Investment Services, LLC, is headquartered in Milwaukee, WI. The firm is registered with the Securities and Exchange Commission. They have approximately $1 million in assets under management and are registered in 1 state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
09/22/2020 - Present
Northwestern Mutual Investment Services, LLC (Knoxville TN)
BC
Issued 03/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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