Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Lawler is an investment advisor representative registered in Iowa and Texas, associated with Principal Securities, Inc.. Cody has been in the securities industry since 2006 and has a wealth of experience. Cody has passed several professional exams, including Series 6, 7, 24, 27, 52, 53, 66, and 99 and holds several designations. Cody is a registered representative for Principal Securities, Inc. and provides financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/17/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
05/08/2008 - 10/30/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (DES MOINES IA)
IA
05/08/2008 - 10/30/2008
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
05/08/2008 - 10/30/2008
MULTI-FINANCIAL SECURITIES CORPORATION (DES MOINES IA)
IA
06/27/2006 - 04/15/2008
DIRECTED SERVICES LLC (DES MOINES IA)
BOTH
Issued 06/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/17/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Cody Lawler is the right advisor for you? Invested Better is here to help.
