Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cody? Claim Your ProfileCody Alan Ward is a registered representative with Vanguard Marketing Corp. located in Scottsdale, AZ. Cody has been in the securities industry since July 18, 2016. Cody holds the Series 7, Series 63, and SIE securities licenses and is registered in Arizona. Cody was previously employed by E*TRADE SECURITIES LLC in Sandy, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/08/2016 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
UT
02/19/2015 - 07/10/2015
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 03/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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