Unclaimed
Codie Jolissaint Laporte is a financial advisor with Cetera Investment Services LLC, registered in Louisiana. Codie has been in the financial industry since May 2006. Codie has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Cetera Investment Services LLC is a financial services firm that provides a range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
10/27/2017 - Present
Cetera Investment Services LLC (BATON ROUGE LA)
MN
06/06/2013 - 01/05/2017
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/06/2004 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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