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Clovis Timothy Martin

Morgan Stanley

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About Clovis Timothy Martin

Clovis Timothy Martin is a registered investment advisor representative with Morgan Stanley. Clovis has been in the financial services industry for over 30 years. Clovis has a Series 6, 7, 24, 63, 65 and 66 licenses and has held registrations in numerous states. Clovis has worked with clients including insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses and individuals other than high-net-worth. Clovis offers asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies.

Firm Information

Clovis Martin is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Clovis Martin’s Registration & Firm History

NM

01/05/2012 - Present

Morgan Stanley (Albuquerque NM)

NM

01/03/2011 - 01/06/2012

WELLS FARGO ADVISORS, LLC (ALBUQUERQUE NM)

NM

11/19/2001 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (ALBUQUERQUE NM)

CA

07/01/1999 - 11/19/2001

WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)

UT

01/03/1996 - 07/01/1999

FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)

TN

04/10/1995 - 01/15/1996

PFIC SECURITIES CORPORATION (FRANKLIN TN)

NJ

11/22/1991 - 09/01/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/22/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 06/17/2003

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/30/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1995

Series 7 - General Securities Representative Examination

BC

Issued 11/21/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Clovis Timothy Martin. Review regulatory record here.
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