Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clive? Claim Your ProfileClive Robert Holmes has been in the financial services industry since October 1993. Clive is a registered principal and a Series 7 and 63 licensed representative currently associated with The Silverfern Group, Inc. Clive has a wide range of experience in the investment banking industry, having worked for several prominent financial institutions over the years. Clive is committed to providing personalized financial advice and helping clients achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/07/2002 - Present
THE Silverfern Group, Inc. (Greenwich CT)
NY
07/28/1997 - 05/31/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
NY
05/19/1994 - 06/23/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/22/1992 - 05/18/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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