Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clinton? Claim Your ProfileClinton Spivey is a financial advisor at Morgan Stanley with over 12 years of experience in the financial services industry. Clinton has held previous positions at J.P. Morgan Securities LLC and Chase Investment Services Corp. Clinton is licensed to provide investment advice in 46 states and the District of Columbia. Clinton holds a Series 6, Series 7, Series 63, and Series 65 license and has earned the Securities Industry Essentials Examination. In addition to his financial services career, Clinton also manages a rental property in Concord, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/08/2020 - Present
Morgan Stanley (Westlake Village CA)
CA
10/01/2012 - 04/16/2014
J.P. MORGAN SECURITIES LLC (SIMI VALLEY CA)
CA
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SIMI VALLEY CA)
IA
Issued 06/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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