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Clinton Isaac Rothfuss

Fidelity Brokerage Services LLC

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About Clinton Isaac Rothfuss

Firm Information

Clinton Rothfuss is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Fidelity Brokerage Services LLC has been approved by the SEC and is subject to state securities regulations.
Fidelity Brokerage Services LLC

100 HOWE DRIVE

COVINGTON, KY 41015

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Rothfuss’s Registration & Firm History

KY

02/23/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 4/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Clinton Isaac Rothfuss.
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