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Clinton Russell Currie

Evercore Group LLC

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About Clinton Russell Currie

Clinton Currie is a financial professional with over 17 years of experience in the industry. Clinton is currently registered with Evercore Group LLC, located in New York, NY. Clinton has held previous positions with Raymond James & Associates, Inc., D.A. Davidson & Co., Wunderlich Securities, Inc., Brean Capital, LLC, Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., Stanford Group Company, and Charles Schwab & Co., Inc. Clinton is licensed to conduct business in 37 states.

Firm Information

Clinton Currie is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Currie’s Registration & Firm History

NY

04/25/2022 - Present

Evercore Group LLC (NEW YORK NY)

FL

04/29/2019 - 05/03/2022

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

OR

09/06/2017 - 04/22/2019

D.A. DAVIDSON & CO. (PORTLAND OR)

TN

11/13/2015 - 07/03/2017

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

NY

08/14/2015 - 11/23/2015

BREAN CAPITAL, LLC (NEW YORK NY)

NY

12/18/2012 - 09/25/2014

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

11/18/2011 - 12/03/2012

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

11/02/2010 - 12/01/2011

MF GLOBAL INC. (NEW YORK NY)

DC

11/01/2010 - 11/03/2010

CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)

DC

04/16/2009 - 11/03/2010

SANDERS MORRIS HARRIS INC. (WASHINGTON DC)

DC

11/10/2004 - 03/12/2009

STANFORD GROUP COMPANY (WASHINGTON DC)

TX

03/29/2004 - 11/10/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 05/25/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2022

Series 4 - Registered Options Principal Examination

BC

Issued 04/01/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2018

Series 57 - Securities Trader Exam

BC

Issued 09/02/2016

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 02/15/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGA Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Clinton Russell Currie. Review regulatory record here.
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