Unclaimed
Clinton Currie is a financial professional with over 17 years of experience in the industry. Clinton is currently registered with Evercore Group LLC, located in New York, NY. Clinton has held previous positions with Raymond James & Associates, Inc., D.A. Davidson & Co., Wunderlich Securities, Inc., Brean Capital, LLC, Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., Stanford Group Company, and Charles Schwab & Co., Inc. Clinton is licensed to conduct business in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2022 - Present
Evercore Group LLC (NEW YORK NY)
FL
04/29/2019 - 05/03/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
OR
09/06/2017 - 04/22/2019
D.A. DAVIDSON & CO. (PORTLAND OR)
TN
11/13/2015 - 07/03/2017
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
NY
08/14/2015 - 11/23/2015
BREAN CAPITAL, LLC (NEW YORK NY)
NY
12/18/2012 - 09/25/2014
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
11/18/2011 - 12/03/2012
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
11/02/2010 - 12/01/2011
MF GLOBAL INC. (NEW YORK NY)
DC
11/01/2010 - 11/03/2010
CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
04/16/2009 - 11/03/2010
SANDERS MORRIS HARRIS INC. (WASHINGTON DC)
DC
11/10/2004 - 03/12/2009
STANFORD GROUP COMPANY (WASHINGTON DC)
TX
03/29/2004 - 11/10/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2018
Series 57 - Securities Trader Exam
BC
Issued 09/02/2016
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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