Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clinton? Claim Your ProfileClinton Robert Ball has been in the financial services industry for over 40 years. Clinton is currently registered with Morgan Stanley. Prior to that, Clinton was registered with Citigroup Global Markets Inc. and Wachovia Securities, LLC. Clinton is a Series 7, 9, 10 and 63 licensed representative and a Series 5 licensed representative. Clinton has experience working with individual, high net worth individuals, business development companies, charitable organizations, investment companies, insurance companies, state or municipal government entities, banking or thrift institutions and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/07/2014 - Present
Morgan Stanley (Winter Park FL)
FL
05/01/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINTER PARK FL)
FL
01/01/2008 - 05/01/2009
WACHOVIA SECURITIES, LLC (ORLANDO FL)
FL
06/23/1981 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ORLANDO FL)
BC
Issued 02/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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