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Clinton Ogden Kruse

Alps Distributors, Inc.

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About Clinton Ogden Kruse

Clinton Kruse is a financial professional with over 20 years of experience in the industry. Clinton is currently registered with Alps Distributors, Inc., based in Manhattan Beach, CA, and has previously held positions at Northern Lights Distributors, LLC, Guardian Investor Services LLC, Ivy Funds Distributor, Inc., Waddell & Reed, Inc., A I M Distributors, Inc., ING Funds Distributor, LLC, ING Pilgrim Securities, Inc., and BirchTree Financial Services, Inc. Clinton holds the Series 3, 4, 7, 24 and 63 licenses and is a registered representative in 51 states.

Firm Information

Clinton Kruse is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Kruse’s Registration & Firm History

CA

03/30/2020 - Present

Alps Distributors, Inc. (Manhattan Beach CA)

NE

02/20/2013 - 12/31/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

NY

11/27/2007 - 01/15/2013

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

KS

02/28/2005 - 11/20/2007

IVY FUNDS DISTRIBUTOR, INC. (OVERLAND PARK KS)

KS

01/28/2005 - 11/19/2007

WADDELL & REED, INC. (OVERLAND PARK KS)

TX

05/12/2004 - 01/21/2005

A I M DISTRIBUTORS, INC. (HOUSTON TX)

CT

11/28/2001 - 04/29/2004

ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)

CT

09/20/1999 - 06/05/2001

ING PILGRIM SECURITIES, INC. (WINDSOR CT)

MN

03/26/1998 - 09/15/1999

BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/1998

Series 4 - Registered Options Principal Examination

BC

Issued 09/17/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clinton Ogden Kruse.
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