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Clinton Matthew Rinehart

Northwestern Mutual Investment Services, LLC

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About Clinton Matthew Rinehart

Clinton Rinehart is a financial advisor who has been in the industry since 2004. He is currently registered with Northwestern Mutual Investment Services, LLC and has a Series 7, Series 66 and SIE licenses. Clinton Rinehart has previously been registered with Fifth Third Securities, Inc., PNC Investments and Fidelity Brokerage Services LLC. Clinton Rinehart specializes in providing investment research and referrals to other advisors.

Firm Information

Clinton Rinehart is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Clinton Rinehart’s Registration & Firm History

OH

04/12/2024 - Present

Northwestern Mutual Investment Services, LLC (CINCINNATI OH)

KY

12/08/2022 - 03/12/2024

FIFTH THIRD SECURITIES, INC. (BURLINGTON KY)

KY

07/28/2020 - 12/08/2022

PNC INVESTMENTS (FLORENCE KY)

OH

04/06/2016 - 07/23/2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CINCINNATI OH)

KY

11/09/2004 - 01/14/2015

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

AL

05/15/2003 - 10/13/2004

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

NY

07/16/2002 - 03/05/2003

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/05/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Clinton Matthew Rinehart. Review regulatory record here.
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