Invested Better
Unclaimed

Unclaimed

Unclaimed

Clinton M Barker

Pgim Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Clinton? Claim Your Profile

About Clinton M Barker

Clinton Barker is a financial advisor with over 27 years of experience in the industry. Clinton is currently registered with PGIM Investments LLC and has been with the firm since July 2004. Clinton has held a variety of roles during their time at the firm, including a position as a business advisor for a blockchain-titled art company. Clinton has passed several industry exams, including the Series 6, 7, 24, 26, 63, and 66. Clinton also holds a FINRA registration and is a member of the National Association of Securities Dealers. Clinton has expertise in Portfolio management for Businesses and Portfolio management for Investment Companies and is currently registered with the state of New Jersey.

Firm Information

Clinton Barker is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Clinton Barker’s Registration & Firm History

NJ

12/09/2004 - Present

Pgim Investments LLC (Newark NJ)

ME

03/14/1994 - 08/02/2002

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

Not sure if Clinton M Barker is right for you?

Licenses & Designations

BOTH

Issued 11/19/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2001

Series 24 - General Securities Principal Examination

BC

Issued 02/01/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clinton M Barker.
Not sure if Clinton M Barker is right for you?