Unclaimed
Clinton Barker is a financial advisor with over 27 years of experience in the industry. Clinton is currently registered with PGIM Investments LLC and has been with the firm since July 2004. Clinton has held a variety of roles during their time at the firm, including a position as a business advisor for a blockchain-titled art company. Clinton has passed several industry exams, including the Series 6, 7, 24, 26, 63, and 66. Clinton also holds a FINRA registration and is a member of the National Association of Securities Dealers. Clinton has expertise in Portfolio management for Businesses and Portfolio management for Investment Companies and is currently registered with the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
12/09/2004 - Present
Pgim Investments LLC (Newark NJ)
ME
03/14/1994 - 08/02/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
BOTH
Issued 11/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/01/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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