Unclaimed
Clinton Lloyd Graham is a financial advisor with Wellington Funds Distributors Inc. based in Boston, MA. Clinton has been in the financial services industry since 2003 and is registered with FINRA as a General Securities Representative and the state of Massachusetts. Clinton previously worked at Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/13/2022 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
NY
09/08/2010 - 05/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/06/2003 - 07/19/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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