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Clinton Lloyd Graham

Wellington Funds Distributors Inc.

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About Clinton Lloyd Graham

Clinton Lloyd Graham is a financial advisor with Wellington Funds Distributors Inc. based in Boston, MA. Clinton has been in the financial services industry since 2003 and is registered with FINRA as a General Securities Representative and the state of Massachusetts. Clinton previously worked at Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Clinton Graham is currently registered with Wellington Funds Distributors Inc.. Wellington Funds Distributors Inc. is a corporation registered in the state of Alabama and 51 other states. It was formed on October 29, 2009, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Graham’s Registration & Firm History

MA

10/13/2022 - Present

Wellington Funds Distributors Inc. (BOSTON MA)

NY

09/08/2010 - 05/27/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/06/2003 - 07/19/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clinton Lloyd Graham.
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