Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clinton? Claim Your ProfileClinton Potts is a financial advisor with LPL Financial LLC. Clinton has been in the financial industry since August 2007. Clinton is registered with the state of Texas and has passed the Series 66, Series 7 and SIE exams. Clinton's previous employers include Sigma Financial Corporation and Edward Jones. Clinton's firm, LPL Financial LLC, is a large firm with over $50 billion in assets under management. LPL Financial LLC provides a wide range of services to their clients, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
05/18/2023 - Present
LPL Financial LLC (ROUND ROCK TX)
TX
03/30/2012 - 05/18/2023
SIGMA FINANCIAL CORPORATION (Austin TX)
TX
08/09/2007 - 04/03/2012
EDWARD JONES (AUSTIN TX)
BOTH
Issued 08/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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