Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clinton? Claim Your ProfileClinton Roberts is a financial advisor with Raymond James & Associates, Inc. Clinton has 14 years of experience in the financial industry. Clinton is registered with FINRA and has licenses for securities and investment advisory services in Texas, Colorado and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/27/2024 - Present
Raymond James & Associates, Inc. (THE WOODLANDS TX)
TX
02/18/2010 - 03/10/2010
WFG INVESTMENTS, INC. (DALLAS TX)
TX
05/02/2009 - 10/01/2009
CHASE INVESTMENT SERVICES CORP. (FORT WORTH TX)
TX
10/08/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (FORT WORTH TX)
TX
05/06/2008 - 07/02/2008
NEXT FINANCIAL GROUP, INC. (FORT WORTH TX)
TX
07/09/2007 - 02/25/2008
CHASE INVESTMENT SERVICES CORP. (CARROLLTON TX)
BOTH
Issued 03/25/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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