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Clinton Chappell Richardson

Morgan Stanley & Co. LLC

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About Clinton Chappell Richardson

Clinton Richardson is a financial advisor with Morgan Stanley & Co. LLC. Clinton joined Morgan Stanley in August 2019. Clinton has passed the Series 79TO and SIE exams.

Firm Information

Clinton Richardson is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Richardson’s Registration & Firm History

TX

08/30/2019 - Present

Morgan Stanley & Co. LLC (Houston TX)

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Licenses & Designations

BC

Issued 08/30/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clinton Chappell Richardson.
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