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Clinton Chad Doroff

Nuveen Securities, LLC

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About Clinton Chad Doroff

Clinton Chad Doroff is a financial advisor with over 20 years of experience in the industry. Clinton has been registered with Nuveen Securities, LLC since January 2011. Prior to that, Clinton worked for U.S. Bancorp Investments, Inc., Quasar Distributors, LLC, and U.S. Bancorp Piper Jaffray Inc.. Clinton holds a Series 7, Series 24, Series 52, and Series 66 license, and is registered with the state of Minnesota.

Firm Information

Clinton Doroff is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clinton Doroff’s Registration & Firm History

MN

01/03/2011 - Present

Nuveen Securities, LLC (MINNEAPOLIS MN)

MN

12/18/2006 - 01/03/2011

U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)

ME

09/22/2005 - 07/26/2007

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

MN

11/01/2000 - 11/13/2001

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MI

07/24/1997 - 07/08/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BOTH

Issued 12/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/23/1997

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clinton Chad Doroff.
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