Unclaimed
Clinton Chad Doroff is a financial advisor with over 20 years of experience in the industry. Clinton has been registered with Nuveen Securities, LLC since January 2011. Prior to that, Clinton worked for U.S. Bancorp Investments, Inc., Quasar Distributors, LLC, and U.S. Bancorp Piper Jaffray Inc.. Clinton holds a Series 7, Series 24, Series 52, and Series 66 license, and is registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/03/2011 - Present
Nuveen Securities, LLC (MINNEAPOLIS MN)
MN
12/18/2006 - 01/03/2011
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
ME
09/22/2005 - 07/26/2007
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
11/01/2000 - 11/13/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MI
07/24/1997 - 07/08/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 12/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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