Unclaimed
Clint Lee Harris is a registered investment advisor representative with Newedge Advisors. Clint has been in the financial services industry since 1996. Clint has a wide range of experience in financial services and has worked with a variety of clients including individuals, families, trusts, businesses, pension plans and non-profit organizations. Clint has also been involved in a number of different financial services businesses. Clint is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
11/21/2019 - Present
Newedge Advisors (Shreveport LA)
LA
06/12/2009 - 08/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHREVEPORT LA)
LA
01/01/2008 - 06/15/2009
WELLS FARGO ADVISORS, LLC (SHREVEPORT LA)
LA
01/08/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SHREVEPORT LA)
GA
10/18/1996 - 12/10/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 10/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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