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Clint David Hinderaker

Principal Securities, Inc.

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About Clint David Hinderaker

Clint David Hinderaker is a financial advisor registered with Principal Securities, Inc. Clint has been in the financial industry since 2004 and has experience with a variety of financial products and services. Clint has also held previous roles with Park Avenue Securities LLC and MML Investors Services, LLC. Clint holds Series 6, 7, 24, 51, and 66 licenses. Clint works with clients to develop financial plans and manage investment portfolios. Clint also offers educational seminars and financial planning services. Clint specializes in providing investment and insurance products and services for individuals, families, and businesses.

Firm Information

Clint Hinderaker is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Clint Hinderaker’s Registration & Firm History

IA

06/17/2021 - Present

Principal Securities, Inc. (Hiawatha IA)

IA

04/29/2014 - 04/07/2015

PARK AVENUE SECURITIES LLC (NORTH LIBERTY IA)

IA

05/02/2008 - 04/21/2014

MML INVESTORS SERVICES, LLC (IOWA CITY IA)

IA

09/03/2004 - 04/17/2008

SIGNATOR INVESTORS, INC. (CLIVE IA)

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Licenses & Designations

BOTH

Issued 08/05/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2017

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2009

Series 7 - General Securities Representative Examination

BC

Issued 09/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Clint David Hinderaker. Review regulatory record here.
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