Unclaimed
Clint Brandon Clements is a financial advisor registered with LPL Financial LLC. Clint has been in the financial services industry for over 25 years, and has experience with both individual and institutional clients. Clint holds the Series 6, 7 and 63 securities licenses, as well as the SIE exam. Clint provides financial planning, consulting and portfolio management services to clients of all types, including corporations, pension plans, high-net-worth individuals and charitable organizations. In addition to his work at LPL Financial LLC, Clint is also the owner of Rhome Capital, a business entity affiliated with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/10/2017 - Present
LPL Financial LLC (HOUSTON TX)
TX
08/13/2004 - 11/14/2017
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
06/27/2003 - 08/18/2004
WESTCOTT SECURITIES, LLC (HOUSTON TX)
ME
10/04/2001 - 06/16/2003
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
02/19/1998 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CA
10/03/1996 - 01/01/1998
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 09/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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