Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifton? Claim Your ProfileClifton Schultz is a financial professional with over 20 years of experience in the financial services industry. Clifton is currently registered with Northland Securities, Inc. and has prior experience with UMB Financial Services, Inc., D.A. Davidson & Co. and Ruan Securities Corporation. Clifton holds several licenses, including Series 7, Series 50, Series 52TO, Series 53, Series 54, and SIE. Clifton is currently active in the states of Iowa and Missouri. Clifton specializes in providing financial planning services, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
IA
01/03/2019 - Present
Northland Securities, Inc. (WEST DES MOINES IA)
MO
03/23/2016 - 09/06/2018
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
03/02/2009 - 03/27/2015
D.A. DAVIDSON & CO. (DES MOINES IA)
IA
07/12/2002 - 02/27/2009
RUAN SECURITIES CORPORATION (DES MOINES IA)
IA
11/05/1999 - 11/13/2000
RUAN SECURITIES CORPORATION (DES MOINES IA)
NY
04/14/1999 - 08/05/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 07/31/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/03/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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