Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifton? Claim Your ProfileClifton Ladd is a financial advisor with over 39 years of experience in the industry. Clifton is currently registered with Raymond James Financial Services Advisors, Inc. in Arkansas and Texas. Clifton has worked for Raymond James Financial Services Advisors, Inc. since July 2019. Previously, Clifton worked at RAYMOND JAMES & ASSOCIATES, INC. in Rogers, Arkansas, Morgan Keegan & Company, Inc. in Ft. Smith, Arkansas, and CITIGROUP GLOBAL MARKETS INC. in Fort Smith, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AR
07/02/2019 - Present
Raymond James Financial Services Advisors, Inc. (FORT SMITH AR)
AR
02/13/2013 - 07/01/2019
RAYMOND JAMES & ASSOCIATES, INC. (ROGERS AR)
AR
02/13/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FT. SMITH AR)
AR
07/31/1993 - 03/05/2009
CITIGROUP GLOBAL MARKETS INC. (FORT SMITH AR)
NY
07/26/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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