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Clifton Howard Sparrow

USA Financial Securities LLC

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About Clifton Howard Sparrow

Clifton Sparrow is a financial advisor with USA Financial Securities LLC based in Ada, Michigan. Clifton has been in the industry since 1994 and has worked with several well-known firms. Prior to joining USA Financial Securities, Clifton was registered with LPL Financial LLC, Fifth Third Securities, Inc., Citigroup Investment Services and Waddell & Reed, Inc. Clifton provides advisory services to individual and corporate clients and offers a variety of financial planning and investment management services.

Firm Information

Clifton Sparrow is currently registered with USA Financial Securities LLC. USA Financial Securities LLC is an Approved Limited Liability Company formed on July 3, 2024. Based in ADA, MI, USA, they provide financial planning and portfolio management services for individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and in all 51 states and has over 160 licensed agents, investment advisor representatives, and registered representatives. With a total of 1,395 accounts under management, they oversee $268,691,644 in regulatory assets.
USA Financial Securities LLC

6020 EAST FULTON STREET

ADA, MI 49301

$268.69M

Assets Under Management

265

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clifton Sparrow’s Registration & Firm History

MI

02/03/2015 - Present

USA Financial Securities LLC (ADA MI)

OH

09/21/2007 - 02/10/2015

LPL FINANCIAL LLC (BLACKLICK OH)

OH

09/07/1999 - 09/27/2007

FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)

NY

07/14/1998 - 08/30/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

KS

01/23/1996 - 07/22/1998

WADDELL & REED, INC. (OVERLAND PARK KS)

NY

07/07/1994 - 02/05/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/12/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clifton Howard Sparrow.
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