Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifton? Claim Your ProfileClifton Morton is a financial advisor with Independent Financial Group, LLC, a firm that has over $6 billion in regulatory assets under management. Clifton has been in the financial services industry since March 2000. Clifton has a Series 7, Series 63, Series 65, Series 24, and Series 4. Clifton works with individuals, high net worth individuals, corporations, and pension and profit sharing plans. Clifton provides financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/27/2021 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
01/18/2018 - 05/04/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
01/18/2018 - 05/04/2021
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/18/2018 - 05/04/2021
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
01/18/2018 - 05/04/2021
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
01/18/2018 - 05/04/2021
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
01/18/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
01/07/2014 - 01/02/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
08/02/2010 - 06/28/2013
H. BECK, INC. (LONG BEACH CA)
CA
04/26/2007 - 03/16/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
03/16/2000 - 09/21/2006
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
02/01/1999 - 03/17/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NE
06/01/1998 - 01/28/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
09/04/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
IA
Issued 11/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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