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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifton? Claim Your ProfileClifton Bryan Stott is a financial advisor with over 38 years of experience in the financial services industry. Clifton is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous registrations with UBS Financial Services Inc. and J.C. Bradford & Co. Clifton has a broad range of experience, having held positions with numerous firms and holding several industry licenses and certifications. Clifton is licensed to provide investment advice in Virginia and Texas. Stifel, Nicolaus & Company, Inc. is a full-service investment firm that provides financial planning, investment management, and other financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
09/25/2009 - Present
Stifel, Nicolaus & Company, Inc. (LYNCHBURG VA)
VA
08/14/2000 - 09/25/2009
UBS FINANCIAL SERVICES INC. (LYNCHBURG VA)
NY
10/26/1984 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 06/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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