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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifton? Claim Your ProfileClifton Brent Smith is a financial advisor with Raymond James & Associates, Inc., a firm that provides wealth management services. Clifton has over 25 years of experience in the financial industry, starting his career in 1995. Clifton is registered to provide investment advice in Georgia and Texas. His previous experience includes roles with Ameriprise Financial Services, LLC, Morgan Stanley, and UVEST Financial Services Group, Inc.. Clifton has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/21/2025 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
12/06/2019 - 11/14/2023
AMERIPRISE FINANCIAL SERVICES, LLC (ATLANTA GA)
FL
03/22/2012 - 12/09/2019
MORGAN STANLEY (ORLANDO FL)
KY
03/23/2004 - 06/05/2006
UVEST FINANCIAL SERVICES GROUP, INC. (SHELBYVILLE KY)
IL
07/12/2002 - 03/02/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
03/22/2001 - 05/14/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
05/05/1999 - 04/11/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/27/1999 - 05/14/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/27/1999 - 05/14/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/11/1996 - 08/11/1998
J.C. BRADFORD & CO. (NEW YORK NY)
KS
10/30/1995 - 03/11/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 03/27/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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