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Clifton Anthony English

Hold Brothers Capital LLC

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About Clifton Anthony English

Clifton English is a financial professional with over 30 years of experience in the industry. He is currently registered with Hold Brothers Capital LLC in New York, NY. Prior to this, Clifton has held positions with other firms including Hold Brothers On-Line Investment Services LLC, J.B. Oxford & Company, Smith Barney Inc., Lehman Brothers Inc., and Bear, Stearns & Co. Inc. His experience includes various roles in the financial industry. Clifton holds a number of securities licenses, including Series 7, Series 63, Series 55, Series 57TO, Series 99TO, and SIE.

Firm Information

Clifton English is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clifton English’s Registration & Firm History

NY

06/17/2011 - Present

Hold Brothers Capital LLC (NEW YORK NY)

CA

03/06/2000 - 06/17/2011

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (HUNTINGTON BEACH CA)

CA

05/23/1996 - 03/09/2000

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

NY

07/31/1993 - 05/05/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

04/21/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/24/1991 - 02/13/1992

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/04/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Clifton Anthony English. Review regulatory record here.
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