Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clift? Claim Your ProfileClift Richard O'Byaw is a financial advisor with over 20 years of experience in the industry. Clift has held various positions at several financial institutions, including Citigroup Global Markets Inc., U.S. Bancorp Investments, Inc., Cetera Advisors LLC, and Wells Fargo Advisors, LLC. Clift currently works for Wells Fargo Clearing Services, LLC. Clift is registered as a Registered Representative and Investment Advisor Representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/28/2023 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
10/30/2019 - 04/04/2023
CITIGROUP GLOBAL MARKETS INC. (San Francisco CA)
CA
04/27/2015 - 09/19/2019
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
03/27/2015 - 04/27/2015
CETERA ADVISORS LLC (CAMPBELL CA)
CA
01/03/2011 - 04/01/2015
WELLS FARGO ADVISORS, LLC (SANTA CLARA CA)
CA
08/09/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA CLARA CA)
CA
05/29/2007 - 08/12/2010
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/31/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
NY
06/24/2002 - 10/09/2002
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
NY
12/05/2001 - 07/16/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 10/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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