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Cliffton Douangdara

National Financial Services LLC

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About Cliffton Douangdara

Cliffton Douangdara is a financial professional registered with National Financial Services LLC. Cliffton is a Series 7 and 63 licensed professional with experience in the financial services industry since 2012. Cliffton has previously worked with Apex Clearing Corporation and MetLife Securities Inc.

Firm Information

Cliffton Douangdara is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cliffton Douangdara’s Registration & Firm History

TX

07/28/2014 - Present

National Financial Services LLC (WESTLAKE TX)

TX

09/10/2012 - 03/28/2014

APEX CLEARING CORPORATION (DALLAS TX)

TX

11/29/2005 - 11/27/2006

METLIFE SECURITIES INC. (DALLAS TX)

TX

11/29/2005 - 11/27/2006

METROPOLITAN LIFE INSURANCE COMPANY (DALLAS TX)

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Licenses & Designations

BC

Issued 12/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2014

Series 7 - General Securities Representative Examination

BC

Issued 09/08/2012

Series 99 - Operations Professional Examination

BC

Issued 11/28/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cliffton Douangdara.
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