Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Wong is a securities professional with over eight years of experience in the financial industry. Clifford has held positions at several firms, including Cantor Fitzgerald & Co., Mint Brokers, BGC Financial, LP, and FMX Execution, LLC. Clifford holds the Series 99 and SIE licenses and has a proven track record of providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
04/01/2022 - 04/16/2024
NEWMARK SECURITIES, LLC (NEW YORK NY)
NY
02/06/2018 - 09/22/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
02/06/2018 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
02/06/2018 - 09/17/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
02/06/2018 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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