Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford William Shaw is a registered representative with Charles Schwab & Co., Inc. Clifford has been in the industry since 1992. Prior to joining Charles Schwab & Co., Inc. Clifford was employed by TCADVISORS NETWORK INC., OppenheimerFunds Distributor, Inc., NationsBanc Investments, Inc., NationsSecurities, Boatmen's Investment Services, Inc., NYLIFE SECURITIES INC., MetLife Securities Inc. and Metropolitan Life Insurance Company. Clifford is licensed in Texas and holds the Series 6, Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
08/31/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CO
03/03/2014 - 08/04/2017
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
08/27/2010 - 01/08/2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
MA
01/01/1998 - 12/14/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
08/13/1997 - 01/01/1998
NATIONSSECURITIES
MO
06/08/1994 - 08/13/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
11/03/1992 - 05/31/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
08/07/1992 - 08/17/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/07/1992 - 08/17/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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