Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Carter is a financial advisor working with Brookstone Wealth Advisors, LLC. Clifford is registered to provide investment advice in Kansas and Missouri. Clifford is a licensed securities professional with experience in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Clifford has worked in the financial services industry since 1991 and has been registered with LPL Financial LLC and Hornor, Townsend & Kent, Inc. Clifford also provides counseling services through The Anxiety and Trauma Treatment Center LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KS
01/10/2023 - Present
Brookstone Wealth Advisors, LLC (OVERLAND PARK KS)
KS
07/08/2022 - 03/21/2023
LPL FINANCIAL LLC (OVERLAND PARK KS)
PA
03/29/2005 - 08/25/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
TX
09/05/2003 - 08/18/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IL
05/07/2003 - 09/22/2003
PRESTWICK SECURITIES, INC. (SKOKIE IL)
MN
03/29/1995 - 05/17/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/29/1995 - 05/17/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TX
02/20/1992 - 05/25/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
04/10/1991 - 01/28/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/10/1991 - 01/28/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/21/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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