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Clifford Thomas Siebert

Fidelity Brokerage Services LLC

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About Clifford Thomas Siebert

Clifford Siebert is a financial professional with over 25 years of experience in the securities industry. Clifford is registered as a Registered Representative with Fidelity Brokerage Services LLC. Clifford holds a variety of licenses and certifications, including Series 4, 7, 9, 10, 14, 24, 52TO, 53, and 63. Clifford has been actively engaged in the financial services industry since 1997, providing expertise and guidance to clients.

Firm Information

Clifford Siebert is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clifford Siebert’s Registration & Firm History

NH

12/18/1997 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 12/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2024

Series 14 - Compliance Officer Examination

BC

Issued 09/18/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/05/2009

Series 24 - General Securities Principal Examination

BC

Issued 12/04/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/06/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/25/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Clifford Thomas Siebert.
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