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Clifford Scott Chabina

BA Securities, LLC

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About Clifford Scott Chabina

Clifford Chabina is a financial professional with over 15 years of experience in the financial services industry. Clifford currently works as a Registered Representative at Ba Securities, LLC, where they have been employed since February 2021. Prior to joining Ba Securities, LLC, Clifford held positions at Marathon Capital Markets, LLC, and Carl Marks Securities LLC. Clifford holds the Series 7, Series 63, Series 79TO and SIE licenses and is registered to conduct business in Delaware, Kansas, Minnesota, New York, Pennsylvania and Washington.

Firm Information

Clifford Chabina is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clifford Chabina’s Registration & Firm History

PA

02/16/2021 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

04/17/2017 - 08/31/2023

MARATHON CAPITAL MARKETS, LLC (New York NY)

NY

10/12/2007 - 02/22/2017

CARL MARKS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/24/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clifford Scott Chabina.
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