Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Scott Aaron is a financial professional with over 25 years of experience in the industry. Currently, Clifford is registered with Wells Fargo Securities, LLC. Previously, Clifford has worked for Wells Fargo Advisors, LLC and First Union Brokerage Services, Inc. Clifford holds the following licenses: Series 7, Series 9, Series 10, Series 31, Series 52, Series 57TO, Series 63, Series 65, Series 99TO, and SIE. Clifford is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/04/2011 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
10/01/2000 - 10/06/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
02/16/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MI
09/03/1996 - 11/13/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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