Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Ronald Davis is a financial professional who is active in the broker-dealer and investment advisor industries. Clifford has been working in the industry since 1994. Clifford is registered with Northwestern Mutual Investment Services, LLC, a registered broker-dealer and investment adviser. Clifford has a series 6, 7, 63 and SIE licenses. Clifford is licensed in 36 states and Washington D.C. Clifford is also registered as an investment advisor in New Jersey. Clifford is a resident of Watertown, New York, where he maintains his main office. Clifford works with a variety of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
10/24/2012 - Present
Northwestern Mutual Investment Services, LLC (Watertown NY)
WI
11/06/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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