Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Smallman is a registered representative with BCW Securities LLC located in Westport, CT. Clifford has been in the securities industry since November 6, 2005, and has a Series 7, Series 63, and Series 79. Clifford is also registered in Connecticut and Florida. Prior to joining BCW Securities, Clifford was employed at Cantor Fitzgerald & Co., Credit Suisse First Boston LLC, and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/26/2013 - Present
BCW Securities LLC (WESTPORT CT)
NY
09/24/2010 - 03/07/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/01/1998 - 06/11/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
12/22/1997 - 09/15/1998
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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