linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Clifford Marc Topel

Cetera Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Clifford? Claim Your Profile

About Clifford Marc Topel

Clifford Topel is a financial advisor with Cetera Advisors LLC. He has been a registered representative for over 20 years and has a Series 7 and Series 66 license. Clifford has experience with a variety of financial products and services, including investment management, retirement planning, and insurance. He is a strong advocate for clients' financial well-being and is committed to providing personalized financial advice that helps clients achieve their goals. Clifford’s previous experience includes Financial Network Investment Corporation and 1st Global Capital Corp.

Firm Information

Clifford Topel is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Clifford Topel’s Registration & Firm History

NJ

11/26/2007 - Present

Cetera Advisors LLC (RED BANK NJ)

NY

07/08/2002 - 12/31/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

CA

01/30/2001 - 07/15/2002

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

TX

01/21/2000 - 02/07/2001

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

Not sure if Clifford Marc Topel is right for you?

Licenses & Designations

BOTH

Issued 12/17/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clifford Marc Topel.
Not sure if Clifford Marc Topel is right for you?