Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Louis Giles is a financial advisor at Kestra Advisory Services, LLC and Kestra Investment Services LLC. Clifford Louis Giles has been in the financial services industry since August 3, 1986. Clifford Louis Giles has an active registration with the state of New York as an Investment Advisor Representative (IAR) and a Broker-Dealer Representative (BDR). Clifford Louis Giles is also registered with the state of Arizona, California, Delaware, Florida, Georgia, New Jersey, North Carolina and Pennsylvania as a BDR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/14/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
NY
12/02/2014 - 09/20/2023
LPL FINANCIAL LLC (EAST SETAUKET NY)
NY
10/01/2012 - 12/12/2014
J.P. MORGAN SECURITIES LLC (BAYPORT NY)
NY
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAYVILLE NY)
NY
05/01/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (BAYPORT NY)
NY
06/20/2001 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
NY
03/06/2001 - 07/06/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
IL
09/18/1996 - 07/13/1999
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/01/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
05/26/1994 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
11/03/1987 - 06/14/1994
GRIFFIN FINANCIAL SERVICES
NA
12/11/1984 - 12/31/1987
ADVANTAGE CAPITAL CORPORATION
IA
Issued 12/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/07/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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