Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Carpenter is a registered representative with Key Investment Services LLC. Clifford has been in the industry for over 2 years and has a Series 7, 63, and 66. Clifford holds active registrations in both California and Colorado. Clifford has experience working with individuals, high net worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. The firm manages over $4 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
07/25/2024 - Present
KEY Investment Services LLC (BROOKLYN OH)
BOTH
Issued 07/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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