Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Ken Booth is a financial professional with over 18 years of experience in the securities industry. Clifford holds the Series 7, Series 24, Series 79TO and SIE licenses. Clifford is currently registered with Oppenheimer & Co. Inc. as a registered representative. Clifford has previously been employed by JANNEY MONTGOMERY SCOTT LLC and FERRIS, BAKER WATTS INCORPORATED. Clifford is a registered representative in Maryland and has been approved by FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
06/17/2021 - Present
Oppenheimer & Co. Inc. (BALTIMORE MD)
MD
06/26/2008 - 06/18/2021
JANNEY MONTGOMERY SCOTT LLC (BALTIMORE MD)
MD
01/25/2005 - 07/01/2008
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BC
Issued 12/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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