Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Kangsuk Kim is a financial advisor with Pruco Securities, LLC, a firm with offices in Sherman Oaks, California. Clifford Kangsuk Kim has been in the industry since 2001 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Clifford Kangsuk Kim is licensed to offer securities and investment advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
08/25/2020 - Present
Pruco Securities, LLC (SHERMAN OAKS CA)
CA
04/01/2010 - 08/16/2011
ONEAMERICA SECURITIES, INC. (LA PALMA CA)
CA
02/23/2001 - 04/06/2010
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 03/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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