Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford York is a registered investment advisor with CWM, LLC. Clifford has been in the financial services industry for over 17 years. Clifford holds Series 6, 7, 63, and 66 securities licenses and has passed the SIE exam. Clifford also holds the Chartered Financial Consultant designation. Clifford is registered to conduct business in Indiana and Texas. Clifford has previously been registered with several other firms, including Cetera Advisor Networks LLC, LPL Financial LLC, Cetera Investment Services LLC, Fifth Third Securities, Inc., Investment Professionals, Inc., Morgan Keegan & Company, Inc., and Edward Jones. Clifford has also been active in various business ventures, including Knox County Development Corp, Fixed Insurance and as a notary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
01/20/2015 - Present
CWM, LLC (OMAHA NE)
IN
01/17/2017 - 08/07/2019
CETERA ADVISOR NETWORKS LLC (VINCENNES IN)
IN
01/07/2015 - 01/19/2017
LPL FINANCIAL LLC (VINCENNES IN)
IN
01/28/2013 - 12/17/2014
CETERA INVESTMENT SERVICES LLC (VINCENNES IN)
IN
08/07/2009 - 01/24/2013
FIFTH THIRD SECURITIES, INC. (VINCENNES IN)
IN
04/27/2009 - 08/17/2009
INVESTMENT PROFESSIONALS, INC. (EVANSVILLE IN)
IN
04/03/2006 - 04/29/2009
MORGAN KEEGAN & COMPANY, INC. (VINCENNES IN)
IL
06/19/2002 - 04/05/2006
EDWARD JONES (LAWRENCEVILLE IL)
NA
07/08/1993 - 08/17/1993
FORTIS INVESTORS, INC.
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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