Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Cook has over 35 years of experience in the financial services industry. Clifford Cook is a registered representative of Raymond James Financial Services Advisors, Inc. and is also an Investment Advisor Representative. Clifford Cook has served in a number of roles during his career, including financial advisor at Raymond James & Associates, Inc., UBS Financial Services Inc., Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Clifford Cook holds a Series 3, 7, and 63 license as well as the SIE exam. Clifford Cook is also the owner of Clifford Cook Wealth Management and an Independent Contractor for Raissi & Company, Inc. Clifford Cook provides a variety of services to clients, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
07/17/2015 - Present
Raymond James Financial Services Advisors, Inc. (Saint Petersburg FL)
FL
02/18/2005 - 07/14/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
09/12/1997 - 03/07/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/25/1989 - 09/22/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/08/1986 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
01/25/1985 - 10/31/1986
CERTIFIED CAPITAL CORPORATION
BC
Issued 7/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/14/1991
Series 3 - National Commodity Futures Examination
BC
Issued 7/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Clifford Cook is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
