Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Faircloth is a financial professional with over a decade of experience in the industry. Clifford is currently registered with Bluerock Capital Markets LLC. Before joining Bluerock Capital Markets, Clifford worked at Russell Investments Financial Services, LLC and Altegris Investments, LLC. Clifford holds a variety of licenses including Series 3, 7, 30, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/12/2019 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
WA
09/11/2017 - 12/19/2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
CA
08/10/2011 - 09/06/2017
ALTEGRIS INVESTMENTS, LLC (LA JOLLA CA)
NY
07/16/2009 - 08/05/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
BOTH
Issued 11/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2011
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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