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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Nichols is a financial advisor with Planmember Securities Corp. Clifford has over 20 years of experience in the financial industry, specializing in investments. He is registered in Texas as a Registered Representative (Series 63) and an Investment Advisor Representative (Series 65). Clifford provides a wide range of financial services to individuals and businesses, including financial planning, investment management, and retirement planning. Clifford holds the Series 6, Series 63 and Series 65 licenses. Clifford has previously worked at GWN Securities Inc., Great American Advisors, Inc., and ING Financial Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/29/2014 - Present
Planmember Securities Corp. (RICHARDSON TX)
TX
03/22/2010 - 01/14/2014
GWN SECURITIES INC. (RICHARDSON TX)
TX
05/21/2007 - 03/22/2010
GREAT AMERICAN ADVISORS, INC. (RICHARDSON TX)
TX
03/06/2006 - 05/01/2007
ING FINANCIAL ADVISERS, LLC (DALLAS TX)
CA
06/04/2002 - 03/03/2006
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
IA
Issued 06/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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