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Clifford Gennaro Emmerich

Anos Capital, LLC

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About Clifford Gennaro Emmerich

Clifford Emmerich is an investment professional with over 20 years of experience in the financial services industry. Clifford is a registered representative with Anos Capital, LLC, and has previously held positions at ABEL/NOSER CORP., SUSQUEHANNA FINANCIAL GROUP, INC., SUSQUEHANNA BROKERAGE SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, and ROYCE INVESTMENT GROUP, INC. Clifford has a deep understanding of the financial markets and a commitment to providing clients with personalized investment advice and guidance.

Firm Information

Clifford Emmerich is currently registered with Anos Capital, LLC. Anos Capital, LLC is a Limited Liability Company formed in 2016. The firm provides portfolio transition management services. Anos Capital, LLC is registered with the SEC and in all 50 states, as well as the District of Columbia and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio transition management services

Portfolio transition management services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees based on transition accounts-item 10 in brochure

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Clifford Emmerich’s Registration & Firm History

NY

10/21/2016 - Present

Anos Capital, LLC (NEW YORK NY)

NY

10/22/1998 - 11/04/2016

ABEL/NOSER CORP. (NEW YORK NY)

PA

02/06/1997 - 05/17/1998

SUSQUEHANNA FINANCIAL GROUP, INC. (BALA CYNWYD PA)

NY

10/25/1995 - 09/11/1996

SUSQUEHANNA BROKERAGE SERVICES, INC. (NEW YORK NY)

NY

03/25/1994 - 11/07/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/29/1993 - 01/11/1994

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

BC

Issued 11/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Clifford Gennaro Emmerich.
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