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Clifford Francis Olin

Finalis Securities LLC

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About Clifford Francis Olin

Clifford Francis Olin is a registered representative with Finalis Securities LLC in New York, NY. Clifford has been in the financial services industry for over 10 years and has experience in investment banking. Clifford holds Series 63, SIE, and Series 79 licenses. Clifford has been registered with the Financial Industry Regulatory Authority (FINRA) since April 2021. Clifford previously worked at GROUP CAPITAL in Clarks Summit, PA and INDEPENDENT INVESTMENT BANKERS, CORP. in Austin, TX.

Firm Information

Clifford Olin is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clifford Olin’s Registration & Firm History

NY

04/17/2021 - Present

Finalis Securities LLC (New York NY)

PA

12/02/2016 - 08/12/2019

GROUP CAPITAL (Clarks Summit PA)

TX

02/10/2012 - 09/23/2016

INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)

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Licenses & Designations

BC

Issued 02/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clifford Francis Olin.
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